RDS Auto Minor Version Upgrade

Risk Level: Medium (should be achieved)

Rule ID: RDS-006

Ensure that your Amazon RDS database instances have the Auto Minor Version Upgrade flag enabled in order to receive automatically minor engine upgrades during the specified maintenance window. Each version upgrade is available only after is tested and approved by AWS.

This rule can help you with the following compliance standards:

APRA
MAS
NIST4

For further details on compliance standards supported by Conformity, see here.

This rule resolution is part of the Conformity Security & Compliance tool for AWS.

Security

Amazon RDS will occasionally deprecate minor engine versions and provide new ones for upgrade. When the last version number within the release is replaced (e.g. 5.6.26 to 5.6.27), the version changed is considered minor. With the Auto Minor Version Upgrade feature enabled, the version upgrades will occur automatically during the specified maintenance window and your database instances will get the new features, the bug fixes, and the security patches for their database engines.

Audit

To determine if your Amazon RDS database instances have the Auto Minor Version Upgrade feature enabled, perform the following operations:

Using AWS Console

01 Sign in to the AWS Management Console.

02 Navigate to Amazon RDS console at https://console.aws.amazon.com/rds/.

03 In the navigation panel, under Amazon RDS, choose Databases.

04 Click on the name (link) of the RDS database instance that you want to examine. To identify RDS database instances, check the database role available in the Role column (i.e. Instance).

05 Select the Maintenance & backups tab and check the Auto minor version upgrade attribute value. If the Auto minor version upgrade value is set to Disabled, the feature is not enabled, therefore the minor database engine upgrades will not be applied to the selected Amazon RDS database instance.

06 Repeat steps no. 4 and 5 for each Amazon RDS database instance available within the current AWS region.

07 Change the AWS cloud region from the navigation bar and repeat the Audit process for other regions.

Using AWS CLI

01 Run describe-db-instances command (OSX/Linux/UNIX) with custom query filters to list the names of the Amazon RDS MySQL and PostgreSQL database instances available in the selected AWS region:

aws rds describe-db-instances
  --region us-east-1
  --output table
  --query 'DBInstances[?Engine==`mysql` || Engine==`postgres`].DBInstanceIdentifier | []'

02 The command output should return a table with the requested database instance names:

--------------------------------
|     DescribeDBInstances      |
+------------------------------+
|  cc-project5-mysql-database  |
|  cc-prod-postgres-database   |
+------------------------------+

03 Run describe-db-instances command (OSX/Linux/UNIX) using the name of the MySQL/PostgreSQL database instance that you want to examine as the identifier parameter and custom query filters to describe the Auto Minor Version Upgrade feature status available for the selected instance:

aws rds describe-db-instances
  --region us-east-1
  --db-instance-identifier cc-project5-mysql-database
  --query 'DBInstances[*].AutoMinorVersionUpgrade'

04 The command output should return the feature status (true for enabled, false for disabled):

[
    false
]

If the describe-db-instances command output returns false, as shown in the output example above, the Auto Minor Version Upgrade feature is not enabled for the selected Amazon RDS database instance.

05 Repeat steps no. 3 and 4 for each Amazon RDS database instance available in the selected AWS region.

06 Change the AWS cloud region by updating the --region command parameter value and repeat the Audit process for other regions.

Remediation / Resolution

To enable the Auto Minor Version Upgrade feature for your Amazon RDS database instances in order to receive minor database engine upgrades automatically, perform the following operations:

Using AWS CloudFormation

01 CloudFormation template (JSON):

{
	"AWSTemplateFormatVersion": "2010-09-09",
	"Description": "Enable Auto Minor Version Upgrade for Database Instances",
	"Parameters": {
		"DBInstanceName": {
			"Default": "mysql-database-instance",
			"Description": "RDS database instance name",
			"Type": "String",
			"MinLength": "1",
			"MaxLength": "63",
			"AllowedPattern": "^[0-9a-zA-Z-/]*$",
			"ConstraintDescription": "Must begin with a letter and must not end with a hyphen or contain two consecutive hyphens."
		},
		"DBInstanceClass": {
			"Default": "db.t2.small",
			"Description": "DB instance class/type",
			"Type": "String",
			"ConstraintDescription": "Must provide a valid DB instance type."
		},
		"DBAllocatedStorage": {
			"Default": "20",
			"Description": "The size of the database (GiB)",
			"Type": "Number",
			"MinValue": "20",
			"MaxValue": "65536",
			"ConstraintDescription": "Must be between 20 and 65536 GiB."
		},
		"DBName": {
			"Default": "mysqldb",
			"Description": "Database name",
			"Type": "String",
			"MinLength": "1",
			"MaxLength": "64",
			"AllowedPattern": "[a-zA-Z][a-zA-Z0-9]*",
			"ConstraintDescription": "Must begin with a letter and contain only alphanumeric characters."
		},
		"DBUsername": {
			"Description": "Master username for database access",
			"Type": "String",
			"MinLength": "1",
			"MaxLength": "16",
			"AllowedPattern": "[a-zA-Z][a-zA-Z0-9]*",
			"ConstraintDescription": "Must begin with a letter and contain only alphanumeric characters."
		},
		"DBPassword": {
			"NoEcho": "true",
			"Description": "Password for database access",
			"Type": "String",
			"MinLength": "8",
			"MaxLength": "41",
			"AllowedPattern": "[a-zA-Z0-9]*",
			"ConstraintDescription": "Must contain only alphanumeric characters."
		}
	},
	"Resources": {
		"RDSInstance": {
			"Type": "AWS::RDS::DBInstance",
			"Properties": {
				"DBInstanceIdentifier": {
					"Ref": "DBInstanceName"
				},
				"DBName": {
					"Ref": "DBName"
				},
				"MasterUsername": {
					"Ref": "DBUsername"
				},
				"MasterUserPassword": {
					"Ref": "DBPassword"
				},
				"DBInstanceClass": {
					"Ref": "DBInstanceClass"
				},
				"AllocatedStorage": {
					"Ref": "DBAllocatedStorage"
				},
				"Engine": "MySQL",
				"EngineVersion": "5.7.36",
				"AutoMinorVersionUpgrade": true
			}
		}
	}
}

02 CloudFormation template (YAML):

AWSTemplateFormatVersion: '2010-09-09'
	Description: Enable Auto Minor Version Upgrade for Database Instances
	Parameters:
		DBInstanceName:
		Default: mysql-database-instance
		Description: RDS database instance name
		Type: String
		MinLength: '1'
		MaxLength: '63'
		AllowedPattern: ^[0-9a-zA-Z-/]*$
		ConstraintDescription: Must begin with a letter and must not end with a hyphen
			or contain two consecutive hyphens.
		DBInstanceClass:
		Default: db.t2.small
		Description: DB instance class/type
		Type: String
		ConstraintDescription: Must provide a valid DB instance type.
		DBAllocatedStorage:
		Default: '20'
		Description: The size of the database (GiB)
		Type: Number
		MinValue: '20'
		MaxValue: '65536'
		ConstraintDescription: Must be between 20 and 65536 GiB.
		DBName:
		Default: mysqldb
		Description: Database name
		Type: String
		MinLength: '1'
		MaxLength: '64'
		AllowedPattern: '[a-zA-Z][a-zA-Z0-9]*'
		ConstraintDescription: Must begin with a letter and contain only alphanumeric
			characters.
		DBUsername:
		Description: Master username for database access
		Type: String
		MinLength: '1'
		MaxLength: '16'
		AllowedPattern: '[a-zA-Z][a-zA-Z0-9]*'
		ConstraintDescription: Must begin with a letter and contain only alphanumeric
			characters.
		DBPassword:
		NoEcho: 'true'
		Description: Password for database access
		Type: String
		MinLength: '8'
		MaxLength: '41'
		AllowedPattern: '[a-zA-Z0-9]*'
		ConstraintDescription: Must contain only alphanumeric characters.
	Resources:
		RDSInstance:
		Type: AWS::RDS::DBInstance
		Properties:
			DBInstanceIdentifier: !Ref 'DBInstanceName'
			DBName: !Ref 'DBName'
			MasterUsername: !Ref 'DBUsername'
			MasterUserPassword: !Ref 'DBPassword'
			DBInstanceClass: !Ref 'DBInstanceClass'
			AllocatedStorage: !Ref 'DBAllocatedStorage'
			Engine: MySQL
			EngineVersion: 5.7.36
			AutoMinorVersionUpgrade: true

Using Terraform

01 Terraform configuration file (.tf):

terraform {
	required_providers {
		aws = {
			source  = "hashicorp/aws"
			version = "~> 3.27"
		}
	}

	required_version = ">= 0.14.9"
}

provider "aws" {
	profile = "default"
	region  = "us-east-1"
}

resource "aws_db_instance" "rds-database-instance" {
	allocated_storage     = 20
	engine                = "mysql"
	engine_version        = "5.7"
	instance_class        = "db.t2.small"
	name                  = "mysqldb"
	username              = "ccmysqluser01"
	password              = "ccmysqluserpwd"
	parameter_group_name  = "default.mysql5.7"

	# Enable Auto Minor Version Upgrade for Database Instances
	auto_minor_version_upgrade = true

	apply_immediately = true
}

Using AWS Console

01 Sign in to the AWS Management Console.

02 Navigate to Amazon RDS console at https://console.aws.amazon.com/rds/.

03 In the navigation panel, under Amazon RDS, choose Databases.

04 Select the Amazon RDS database instance that you want to reconfigure and choose Modify.

05 On the Modify DB instance: <instance-name> configuration page, perform the following operations:

In the Additional configuration section, under Maintenance, select Enable auto minor version upgrade to enable the Auto Minor Version Upgrade feature for the selected MySQL/PostgreSQL database instance. Enabling minor database engine upgrades will automatically upgrade to new minor versions as they are released.
Choose Continue and review the configuration changes that you want to apply, available in the Summary of modifications section.
In the Scheduling of modifications section, perform one of the following actions based on your workload requirements:
- Select Apply during the next scheduled maintenance window to apply the changes automatically during the next scheduled maintenance window.
- Select Apply immediately to apply the changes right away. With this option any pending modifications will be asynchronously applied as soon as possible, regardless of the maintenance window configured for the selected database instance. Note that any changes available in the pending modifications queue are also applied. If any of the pending modifications require downtime, choosing this option can cause unexpected downtime for your database application.
Choose Modify DB instance to apply the configuration changes.

06 Repeat steps no. 4 and 5 for each Amazon RDS database instance available in the selected AWS region.

07 Change the AWS cloud region from the navigation bar and repeat the Remediation process for other regions.

Using AWS CLI

01 Run modify-db-instance command (OSX/Linux/UNIX) to enable the Auto Minor Version Upgrade feature for the selected Amazon database instance (MySQL or PostgreSQL database). The following command request example makes use of --apply-immediately parameter to apply the configuration changes asynchronously and as soon as possible. Any changes available in the pending modifications queue are also applied with this request. If any of the pending modifications require downtime, choosing this option can cause unexpected downtime for your RDS database application. If you skip adding the --apply-immediately parameter to the command request, Amazon RDS will apply your changes during the next maintenance window:

aws rds modify-db-instance
  --region us-east-1
  --db-instance-identifier cc-project5-mysql-database
  -auto-minor-version-upgrade
  --apply-immediately

02 The command output should return the configuration metadata for the modified RDS database instance:

{
	"DBInstance": {
		"PubliclyAccessible": true,
		"MasterUsername": "ccadmin",
		"MonitoringInterval": 0,
		"LicenseModel": "general-public-license",
		"VpcSecurityGroups": [
			{
				"Status": "active",
				"VpcSecurityGroupId": "sg-0abcd1234abcd1234"
			},
			{
				"Status": "active",
				"VpcSecurityGroupId": "sg-abcdabcd"
			}
		],
		"InstanceCreateTime": "2021-05-12T08:00:00.677Z",
		"CopyTagsToSnapshot": true,
		"OptionGroupMemberships": [
			{
				"Status": "in-sync",
				"OptionGroupName": "default:mysql-5-7"
			}
		],
		"PendingModifiedValues": {},
		"Engine": "mysql",
		"MultiAZ": false,
		"DBSecurityGroups": [],
		"DBParameterGroups": [
			{
				"DBParameterGroupName": "default.mysql5.7",
				"ParameterApplyStatus": "in-sync"
			}
		],
		"PerformanceInsightsEnabled": false,
		"AutoMinorVersionUpgrade": true,
		"PreferredBackupWindow": "06:02-06:32",
		"DBSubnetGroup": {
			"Subnets": [
				{
					"SubnetStatus": "Active",
					"SubnetIdentifier": "subnet-abcd1234",
					"SubnetOutpost": {},
					"SubnetAvailabilityZone": {
						"Name": "us-east-1d"
					}
				},
				{
					"SubnetStatus": "Active",
					"SubnetIdentifier": "subnet-1234abcd",
					"SubnetOutpost": {},
					"SubnetAvailabilityZone": {
						"Name": "us-east-1e"
					}
				},
				{
					"SubnetStatus": "Active",
					"SubnetIdentifier": "subnet-abcdabcd",
					"SubnetOutpost": {},
					"SubnetAvailabilityZone": {
						"Name": "us-east-1b"
					}
				},
				{
					"SubnetStatus": "Active",
					"SubnetIdentifier": "subnet-12341234",
					"SubnetOutpost": {},
					"SubnetAvailabilityZone": {
						"Name": "us-east-1a"
					}
				},
				{
					"SubnetStatus": "Active",
					"SubnetIdentifier": "subnet-abcd1234",
					"SubnetOutpost": {},
					"SubnetAvailabilityZone": {
						"Name": "us-east-1f"
					}
				},
				{
					"SubnetStatus": "Active",
					"SubnetIdentifier": "subnet-1234abcd",
					"SubnetOutpost": {},
					"SubnetAvailabilityZone": {
						"Name": "us-east-1c"
					}
				}
			],
			"DBSubnetGroupName": "default-vpc-abcdabcd",
			"VpcId": "vpc-abcdabcd",
			"DBSubnetGroupDescription": "Created from the AWS Management Console",
			"SubnetGroupStatus": "Complete"
		},
		"ReadReplicaDBInstanceIdentifiers": [],
		"AllocatedStorage": 50,
		"DBInstanceArn": "arn:aws:rds:us-east-1:123456789012:db:cc-project5-mysql-database",
		"BackupRetentionPeriod": 0,
		"PreferredMaintenanceWindow": "thu:03:27-thu:03:57",
		"Endpoint": {
			"HostedZoneId": "ABCDABCDABCD",
			"Port": 3306,
			"Address": "cc-project5-mysql-database.abcdabcdabcd.us-east-1.rds.amazonaws.com"
		},
		"DBInstanceStatus": "available",
		"IAMDatabaseAuthenticationEnabled": false,
		"EngineVersion": "5.7.30",
		"DeletionProtection": false,
		"AvailabilityZone": "us-east-1a",
		"DomainMemberships": [],
		"StorageType": "gp2",
		"DbiResourceId": "db-ABCDABCDABCDABCDABCDABCDAB",
		"CACertificateIdentifier": "rds-ca-2019",
		"StorageEncrypted": false,
		"AssociatedRoles": [],
		"DBInstanceClass": "db.t3.medium",
		"DbInstancePort": 0,
		"DBInstanceIdentifier": "cc-project5-mysql-database"
	}
}

03 Repeat steps no. 1 and 2 for each Amazon RDS database instance available in the selected AWS region.

04 Change the AWS cloud region by updating the --region command parameter value and repeat the Remediation process for other regions.

References

AWS Command Line Interface (CLI) Documentation
rds
describe-db-instances
modify-db-instance

CloudFormation Documentation
Amazon Relational Database Service resource type reference

Terraform Documentation
AWS Provider

Publication date Apr 30, 2016

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You are auditing:

RDS Auto Minor Version Upgrade

Risk Level: Medium

Audit

Using AWS Console

Using AWS CLI

Remediation / Resolution

Using AWS CloudFormation

Using Terraform

Using AWS Console

Using AWS CLI

References

Related RDS rules